hermes-agent/agent/tool_guardrails.py
2026-04-30 20:43:15 -07:00

381 lines
13 KiB
Python

"""Pure tool-call loop guardrail primitives.
The controller in this module is intentionally side-effect free: it tracks
per-turn tool-call observations and returns decisions. Runtime code owns whether
those decisions become synthetic tool results or controlled turn halts.
"""
from __future__ import annotations
import hashlib
import json
from dataclasses import dataclass, field
from typing import Any, Mapping
from utils import safe_json_loads
IDEMPOTENT_TOOL_NAMES = frozenset(
{
"read_file",
"search_files",
"web_search",
"web_extract",
"session_search",
"browser_snapshot",
"browser_console",
"browser_get_images",
"mcp_filesystem_read_file",
"mcp_filesystem_read_text_file",
"mcp_filesystem_read_multiple_files",
"mcp_filesystem_list_directory",
"mcp_filesystem_list_directory_with_sizes",
"mcp_filesystem_directory_tree",
"mcp_filesystem_get_file_info",
"mcp_filesystem_search_files",
}
)
MUTATING_TOOL_NAMES = frozenset(
{
"terminal",
"execute_code",
"write_file",
"patch",
"todo",
"memory",
"skill_manage",
"browser_click",
"browser_type",
"browser_press",
"browser_scroll",
"browser_navigate",
"send_message",
"cronjob",
"delegate_task",
"process",
}
)
@dataclass(frozen=True)
class ToolCallGuardrailConfig:
"""Thresholds for per-turn tool-call loop detection."""
exact_failure_warn_after: int = 2
exact_failure_block_after: int = 2
same_tool_failure_warn_after: int = 3
same_tool_failure_halt_after: int = 5
no_progress_warn_after: int = 2
no_progress_block_after: int = 2
idempotent_tools: frozenset[str] = field(default_factory=lambda: IDEMPOTENT_TOOL_NAMES)
mutating_tools: frozenset[str] = field(default_factory=lambda: MUTATING_TOOL_NAMES)
@dataclass(frozen=True)
class ToolCallSignature:
"""Stable, non-reversible identity for a tool name plus canonical args."""
tool_name: str
args_hash: str
@classmethod
def from_call(cls, tool_name: str, args: Mapping[str, Any] | None) -> "ToolCallSignature":
canonical = canonical_tool_args(args or {})
return cls(tool_name=tool_name, args_hash=_sha256(canonical))
def to_metadata(self) -> dict[str, str]:
"""Return public metadata without raw argument values."""
return {"tool_name": self.tool_name, "args_hash": self.args_hash}
@dataclass(frozen=True)
class ToolGuardrailDecision:
"""Decision returned by the tool-call guardrail controller."""
action: str = "allow" # allow | warn | block | halt
code: str = "allow"
message: str = ""
tool_name: str = ""
count: int = 0
signature: ToolCallSignature | None = None
@property
def allows_execution(self) -> bool:
return self.action in {"allow", "warn"}
@property
def should_halt(self) -> bool:
return self.action in {"block", "halt"}
def to_metadata(self) -> dict[str, Any]:
data: dict[str, Any] = {
"action": self.action,
"code": self.code,
"message": self.message,
"tool_name": self.tool_name,
"count": self.count,
}
if self.signature is not None:
data["signature"] = self.signature.to_metadata()
return data
def canonical_tool_args(args: Mapping[str, Any]) -> str:
"""Return sorted compact JSON for parsed tool arguments."""
if not isinstance(args, Mapping):
raise TypeError(f"tool args must be a mapping, got {type(args).__name__}")
return json.dumps(
args,
ensure_ascii=False,
sort_keys=True,
separators=(",", ":"),
default=str,
)
def classify_tool_failure(tool_name: str, result: str | None) -> tuple[bool, str]:
"""Classify a tool result using shared display/runtime semantics."""
if result is None:
return False, ""
if tool_name == "terminal":
data = safe_json_loads(result)
if isinstance(data, dict):
exit_code = data.get("exit_code")
if exit_code is not None and exit_code != 0:
return True, f" [exit {exit_code}]"
if data.get("success") is False or data.get("failed") is True:
return True, " [error]"
error = data.get("error")
if error is not None and error != "":
return True, " [error]"
return False, ""
data = safe_json_loads(result)
if isinstance(data, dict):
if tool_name == "memory":
error = data.get("error", "")
if data.get("success") is False and isinstance(error, str) and "exceed the limit" in error:
return True, " [full]"
if data.get("success") is False or data.get("failed") is True:
return True, " [error]"
error = data.get("error")
if error is not None and error != "":
return True, " [error]"
return False, ""
lower = result[:500].lower()
if "traceback" in lower or lower.startswith("error:"):
return True, " [error]"
if '"error"' in lower or '"failed"' in lower or result.startswith("Error"):
return True, " [error]"
return False, ""
class ToolCallGuardrailController:
"""Per-turn controller for repeated failed/non-progressing tool calls."""
def __init__(self, config: ToolCallGuardrailConfig | None = None):
self.config = config or ToolCallGuardrailConfig()
self.reset_for_turn()
def reset_for_turn(self) -> None:
self._exact_failure_counts: dict[ToolCallSignature, int] = {}
self._same_tool_failure_counts: dict[str, int] = {}
self._no_progress: dict[ToolCallSignature, tuple[str, int]] = {}
self._halt_decision: ToolGuardrailDecision | None = None
@property
def halt_decision(self) -> ToolGuardrailDecision | None:
return self._halt_decision
def before_call(self, tool_name: str, args: Mapping[str, Any] | None) -> ToolGuardrailDecision:
signature = ToolCallSignature.from_call(tool_name, _coerce_args(args))
exact_count = self._exact_failure_counts.get(signature, 0)
if exact_count >= self.config.exact_failure_block_after:
decision = ToolGuardrailDecision(
action="block",
code="repeated_exact_failure_block",
message=(
f"Blocked {tool_name}: the same tool call failed {exact_count} "
"times with identical arguments. Stop retrying it unchanged; "
"change strategy or explain the blocker."
),
tool_name=tool_name,
count=exact_count,
signature=signature,
)
self._halt_decision = decision
return decision
if self._is_idempotent(tool_name):
record = self._no_progress.get(signature)
if record is not None:
_result_hash, repeat_count = record
if repeat_count >= self.config.no_progress_block_after:
decision = ToolGuardrailDecision(
action="block",
code="idempotent_no_progress_block",
message=(
f"Blocked {tool_name}: this read-only call returned the same "
f"result {repeat_count} times. Stop repeating it unchanged; "
"use the result already provided or try a different query."
),
tool_name=tool_name,
count=repeat_count,
signature=signature,
)
self._halt_decision = decision
return decision
return ToolGuardrailDecision(tool_name=tool_name, signature=signature)
def after_call(
self,
tool_name: str,
args: Mapping[str, Any] | None,
result: str | None,
*,
failed: bool | None = None,
) -> ToolGuardrailDecision:
args = _coerce_args(args)
signature = ToolCallSignature.from_call(tool_name, args)
if failed is None:
failed, _ = classify_tool_failure(tool_name, result)
if failed:
exact_count = self._exact_failure_counts.get(signature, 0) + 1
self._exact_failure_counts[signature] = exact_count
self._no_progress.pop(signature, None)
same_count = self._same_tool_failure_counts.get(tool_name, 0) + 1
self._same_tool_failure_counts[tool_name] = same_count
if same_count >= self.config.same_tool_failure_halt_after:
decision = ToolGuardrailDecision(
action="halt",
code="same_tool_failure_halt",
message=(
f"Stopped {tool_name}: it failed {same_count} times this turn. "
"Stop retrying the same failing tool path and choose a different approach."
),
tool_name=tool_name,
count=same_count,
signature=signature,
)
self._halt_decision = decision
return decision
if exact_count >= self.config.exact_failure_warn_after:
return ToolGuardrailDecision(
action="warn",
code="repeated_exact_failure_warning",
message=(
f"Tool guardrail: {tool_name} has failed {exact_count} times "
"with identical arguments. Do not retry it unchanged; inspect the "
"error and change strategy."
),
tool_name=tool_name,
count=exact_count,
signature=signature,
)
if same_count >= self.config.same_tool_failure_warn_after:
return ToolGuardrailDecision(
action="warn",
code="same_tool_failure_warning",
message=(
f"Tool guardrail: {tool_name} has failed {same_count} times "
"this turn. Change approach before retrying."
),
tool_name=tool_name,
count=same_count,
signature=signature,
)
return ToolGuardrailDecision(tool_name=tool_name, count=exact_count, signature=signature)
self._exact_failure_counts.pop(signature, None)
self._same_tool_failure_counts.pop(tool_name, None)
if not self._is_idempotent(tool_name):
self._no_progress.pop(signature, None)
return ToolGuardrailDecision(tool_name=tool_name, signature=signature)
result_hash = _result_hash(result)
previous = self._no_progress.get(signature)
repeat_count = 1
if previous is not None and previous[0] == result_hash:
repeat_count = previous[1] + 1
self._no_progress[signature] = (result_hash, repeat_count)
if repeat_count >= self.config.no_progress_warn_after:
return ToolGuardrailDecision(
action="warn",
code="idempotent_no_progress_warning",
message=(
f"Tool guardrail: {tool_name} returned the same result "
f"{repeat_count} times. Use the result or change the query instead "
"of repeating it unchanged."
),
tool_name=tool_name,
count=repeat_count,
signature=signature,
)
return ToolGuardrailDecision(tool_name=tool_name, count=repeat_count, signature=signature)
def _is_idempotent(self, tool_name: str) -> bool:
if tool_name in self.config.mutating_tools:
return False
return tool_name in self.config.idempotent_tools
def toolguard_synthetic_result(decision: ToolGuardrailDecision) -> str:
"""Build a synthetic role=tool content string for a blocked tool call."""
return json.dumps(
{
"error": decision.message,
"guardrail": decision.to_metadata(),
},
ensure_ascii=False,
)
def append_toolguard_guidance(result: str, decision: ToolGuardrailDecision) -> str:
"""Append runtime guidance to the current tool result content."""
if decision.action not in {"warn", "halt"} or not decision.message:
return result
suffix = (
"\n\n[Tool guardrail: "
f"{decision.code}; count={decision.count}; {decision.message}]"
)
return (result or "") + suffix
def _coerce_args(args: Mapping[str, Any] | None) -> Mapping[str, Any]:
return args if isinstance(args, Mapping) else {}
def _result_hash(result: str | None) -> str:
parsed = safe_json_loads(result or "")
if parsed is not None:
try:
canonical = json.dumps(
parsed,
ensure_ascii=False,
sort_keys=True,
separators=(",", ":"),
default=str,
)
except TypeError:
canonical = str(parsed)
else:
canonical = result or ""
return _sha256(canonical)
def _sha256(value: str) -> str:
return hashlib.sha256(value.encode("utf-8")).hexdigest()